Search Result

341 - 360 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

PR App 3.1

As Published: 2005

PR App 3.1

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook