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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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Similar To

SYSC 4.4 Apportionment of responsibilities

DTR 6.2 Filing information and use of language

LR 5.1 Suspending listing

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

COBS 11.6 Use of dealing commission

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

SUP 16.10 Verification of standing data

SUP 16.11 Product Sales Data Reporting

LR 13.2 Approval of circulars

MCOB 5.4 Mortgage illustrations: general

CASS 5.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading