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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PR App 3.1

As Published: 2005

PR App 3.1

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives