Search Result

381 - 400 of 878 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves