Search Result

161 - 180 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PR App 1.1

As Published: 2005

PR App 1.1

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers