Search Result

601 - 620 of 865 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

…

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

…

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

…

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

…

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

…

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

…

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

…

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…