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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing