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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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