Search Result

401 - 420 of 883 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

…

PR App 3.1

As Published: 2005

PR App 3.1

…

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

…

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

…

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…