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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons