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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order