Search Result

261 - 280 of 298 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2001

COND 1.3 General

…

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

…

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

…

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

…

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

…

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

…

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

…

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

…

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

…

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

…