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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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