Search Result

241 - 260 of 661 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules