Search Result

221 - 240 of 937 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PR App 1.1

As Published: 2005

PR App 1.1

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation