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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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LR 18.1 Application

As Published: 2005

LR 18.1 Application

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

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