Search Result

581 - 600 of 917 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2009

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details