Search Result

281 - 300 of 838 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose