Search Result

241 - 260 of 989 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party