Search Result

641 - 660 of 861 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

…

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

…

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

…

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

…

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

…

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

…