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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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