Search Result

521 - 540 of 921 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars