Search Result

521 - 540 of 944 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose