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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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BIPRU 12.3 Liquidity risk management

As Published: 2009

BIPRU 12.3 Liquidity risk management

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

As Published: 2005

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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