Search Result

401 - 420 of 467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General