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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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