Search Result

361 - 380 of 986 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers