Search Result

321 - 340 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications