Search Result

301 - 320 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules