Search Result

921 - 940 of 969 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary