Search Result

381 - 400 of 893 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction