Search Result

281 - 300 of 335 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate