Search Result

561 - 580 of 749 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

INSPRU 8.1 Application

As Published: 2006

INSPRU 8.1 Application

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting