Search Result

481 - 500 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments