Search Result

421 - 440 of 718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources