Search Result

301 - 320 of 882 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background