Search Result

201 - 220 of 897 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment