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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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PERG 8.14 Other financial promotions

SUP App 3.6 Freedom to provide services

CASS 1.5 Application: electronic media and E-Commerce

SUP 18.2 Insurance business transfers

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 8.4 Role of a sponsor: transactions

LR 15.5 Transactions

PERG 4.11 Link between activities and the United Kingdom

COLL 6.2 Dealing

PERG 4.6 Advising on regulated mortgage contracts

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 17.4 [deleted]

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading