Search Result

161 - 180 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SYSC 1.4 Application of SYSC 11 to SYSC 19

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 19

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1