Search Result

381 - 400 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules