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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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