Search Result

381 - 400 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose