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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?