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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

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PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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