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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution