Search Result

361 - 380 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme