Search Result

101 - 120 of 780 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2