Search Result

641 - 660 of 955 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

LR 19.1 Application

As Published: 2005

LR 19.1 Application

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

…

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

…

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

…