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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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DEPP 1.2 Introduction to statutory notices

ICOBS 2.5 Exclusion of liability and reliance on others

PR App 1.1

COBS 2.2 Information disclosure before providing services

REC 2.10 Financial crime and market abuse

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 15.9 Notifications by members of financial conglomerates

LR 9.6 Notifications

SYSC 12.1 Application

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order