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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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REC 3.23 Default

As Published: 2001

REC 3.23 Default

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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